Legal & Compliance
Our compliance procedures meet or exceed industry standards.
Our investment services are made available through professionals, financial institutions and other qualified intermediaries. Individuals who wish to make use of our services should consult an appropriately qualified professional who should advise them on the use of our services.
It is our policy to apply our compliance procedures in a manner that is consistent with our regulatory obligations. Each office of the Group has a dedicated compliance manager responsible for developing, implementing and monitoring all compliance measures and programs established by that office.
Our personnel are trained and continuously updated on KYC and due diligence procedures and the requirements of financial institutions worldwide.
Regulatory & Reporting
We can help you review and identify your regulatory reporting obligations.
Automatic Exchange of Information (AEOI) is the collective term for several reporting regimes: US FATCA (the Foreign Account Tax Compliance Act), UK FATCA and Common Reporting Standard (CRS).
These are wide ranging complex legislative regimes, you need to understand if you are a financial institution, then identify and collate the information required and then report. Simple single jurisdiction vehicles are relatively straight forward but other multi-jurisdictional complex entities will be harder to manage.
Our Investment Approach
Turning challenges into opportunities